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◈ USPTO PATENT EXAMINER STATISTICS

Examiner Scott D Au

TECH CENTER 2600 · 5 ART UNITS · 738 DECIDED APPLICATIONS · LAST ACTION JUL 2026
ALLOWANCE RATE = SHARE OF DECIDED APPLICATIONS (ALLOWED + ABANDONED); PENDING EXCLUDED
OVERALL ALLOWANCE RATE · POOLED ACROSS 5 ART UNITS
76%vs 69% weighted peer average+7 pts

Examiner Scott D Au has allowed 559 of 738 decided applications in Communications.

559 allowed
179 abandoned
Plus 39 applications still pending — not yet decided, so excluded from the rate.
The weighted peer average (69%) is each art unit's average below, weighted by this examiner's applications in it (5 art units).
DATA UPDATED AUGUST 27, 2026
AU 2624 · 81%AU 2612 · 76%AU 2635 · 59%AU 2698 · 81%AU 2617 · 25%
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Outcomes over timemonths since first office action

grantedpendingabandoned
granted 66%abandoned 24%0%50%100%048mo36momonths since first office action
↳ move your cursor across the chart to read any month

Within 36 months of the first office action, 66.15% of Examiner Scott D Au's applications had been granted and 24.49% had been abandoned. This counts each application from its own first office action, so it covers a different population than the overall allowance rate above, which is measured across decided applications only.

Office actions per allowanceexaminer ● vs weighted peer average ○

Mailed office actions per allowed application
1.51
2.20

Counts mailed office actions on the merits — non-final and final — over this examiner's 559 allowed applications. A first-action allowance counts as zero, and a notice of allowance is not an office action.

The weighted peer average (1.51) blends the per-art-unit averages, weighted by this examiner's allowed applications in each: 2624 (1.53), 2612 (1.56), 2635 (0.87), 2698 (1.65), 2617 (2.31). Each art-unit figure is the unweighted mean of the individual examiner values in that art unit — the peer-typical figure, not the art unit's own ratio.

What the data says.reading this examiner

Scott D Au maintains a pooled allowance rate of 76% across hundreds of decided applications in Technology Center 2600 (Communications). His record spans 5 art units—2612, 2617, 2624, 2635, and 2698—within TC 2600. Allowance rates across these art units range from 25% to 81%, reflecting variation in the examiner's decisions by subject area. The 76% figure represents the share of decided applications (allowed and abandoned combined) that were allowed, pooled across all art units where he maintains a record.

Reading a pooled record.

This pooled record aggregates decisions across multiple art units within TC 2600 and represents the examiner's historical allowance rate. Pooled figures describe past decisions and are not predictions about any specific application. Because different art units cover different subject matter and may have different claim patterns or prosecution patterns, an aggregate rate masks variation. Per-art-unit detail, where available separately, provides more granular context for applications in particular areas.

These are aggregate statistics from this examiner's past public record — not predictions about any specific application. The per-art-unit figures below show how the record varies across art units. Our approach to patent prosecution →

Appeals, stage by stagepre-appeal conference, then the Board

STAGE 1 · CONFERENCE61319REQUESTSn = 19counts only
13 of 19 proceed
+ 23 never asked
STAGE 2 · APPEAL45%19%12%17%42APPEALSn = 42rates shown
STAGE 1 · CONFERENCE OUTCOME · n = 19
  1. Proceeded to appeal13
  2. Prosecution reopened6
STAGE 2 · APPEAL OUTCOME · n = 42
  1. Allowed1945%
  2. Reversed819%
  3. Abandoned717%
  4. Affirmed512%
  5. Affirmed in part25%
  6. Pending12%

Appeal outcomes are counted from USPTO transaction records. Where an examiner has few appeals on record, these figures describe what happened in those cases and should not be read as a rate.

Rates are not shown below 20 cases, because a single case would move the figure by more than five percentage points.

Categories report what happened to the appeal, not the application's final fate — most appeals resolve without a Board decision, and an application whose rejection the Board affirmed can still be granted afterward.

HOW TO READ THESE NUMBERS

Past outcomes, not predictions — identity, attribution, and coverage limits on every figure on this page. Expand for the full list.

These figures describe outcomes already on the public record. They do not predict the outcome of any application and are not legal advice.

Reassigned applications. The USPTO publishes only the examiner currently assigned to an application. Where an application has changed examiners, its entire history — including office actions issued by a predecessor — is attributed here to the current examiner.

Examiner identity. The USPTO publishes no stable examiner identifier. Identity on this site is derived from the examiner's published name together with the art unit. An examiner's record is pooled across the art units they worked in within a technology center. An examiner who has worked in more than one technology center appears here more than once, with their record split between those pages. Two examiners who share a name within a single art unit may be combined into one record.

Comparing across technology centers. Rejection-ground rates (§101, §102, §103, §112) track the subject matter a technology center examines, not examiner severity. Technology Center 2600's rates are comparable with other art units inside TC 2600 and are not comparable with rates from a different technology center.

Comparing examiners. An examiner's rates are shown here against the average for their art unit, which is the closest available comparison because art units group related subject matter. Comparisons get less reliable the further you move from that — between art units, and especially between technology centers, differences in subject matter, applicant population, and prior art make raw rate comparisons misleading. Where an examiner has few applications on record, small changes in the underlying data move the percentages a great deal.

Applications not counted. An application whose currently assigned examiner has moved to a USPTO business unit outside the examining technology centers is absent from this record, together with every office action on it — even where those actions issued while the application sat in an art unit shown here.

Coverage is incomplete. This site does not include every patent application. Applications that may not appear here include those examined in technology centers not listed on this site; those that moved elsewhere within the Office, such as to the Patent Trial and Appeal Board on appeal, to central reexamination, to the Office of Petitions, or to design or plant examination; those never published, including applications filed with a nonpublication request and those abandoned before publication; provisional applications, which are not examined on the merits; anything filed or acted on after the refresh date above; and individual applications or office actions that the USPTO's public services did not return when we retrieved them. That list is illustrative, not exhaustive.

Counts may be low. The individual outcomes described here are matters of public record. The counts and rates computed from them are ours, and they are incomplete. Because of those gaps a count here may be lower than the true figure. We cannot state the size of the difference, and it is not uniform — one examiner's page may be close to complete while another's is materially short. Rates are computed from these same counts, so the uncertainty sits in both the numerator and the denominator. Do not treat a figure here as a count of record; verify against Patent Center, PatentsView, or the Patent Examination Data System before relying on it.

An absent figure. Where a figure is absent, we did not retrieve the underlying records. It does not mean the value is zero, and it does not mean the USPTO holds no such records.

Rejection-ground retrieval. Office-action rejection records are retrieved from the USPTO's office-action dataset in date-bounded batches sized so that each is returned whole in a single response. Retrieved this way, repeated pulls return the same set of records — the retrieval is reproducible. That is a property of our retrieval, not a guarantee that the USPTO dataset itself is complete; the coverage caveats above apply to these figures as to every other.

Compiled from USPTO records as published on August 27, 2026. Prosecution continues after that date and is not reflected here.

The record, art unit by art unit.5 art units

Each section benchmarks this examiner against that art unit's average. Figures are this examiner's own public record within the art unit; the overall rate above pools them.

◈ PRIMARY · ART UNIT 2624
521 APPS · 81% ALLOWANCE

Allowance ratewhere this examiner sits among peers

81%
higher than about 65% of the 168 examiners with published rates in art unit 2624
AU avg 70%
0%
100%
Each short mark is one of the 168 examiners with published rates in art unit 2624; the dot is this examiner. The tick is the art-unit average.

Disposition482 decided applications

391 allowed
91 abandoned
Plus 39 applications still pending — not yet decided, so excluded from the rate.

Pendencymonths from filing

filed
first action 16.7mo
disposed 35.4mo
0
36mo
Art-unit average: first action 32.2 mo, disposed 44.4 mo.

Rejection groundsexaminer ● vs art-unit average ○

REJECTION RATE = SHARE OF THIS EXAMINER'S APPLICATIONS THAT DREW ≥1 OFFICE-ACTION REJECTION IN WHICH THE GROUND APPEARS

Grounds can co-occur, so the four don't sum to 100%. The art-unit figure is the unweighted mean across examiners in the art unit; where an art unit has no computed average for a ground, that row says so rather than showing a comparison.

§101 — Subject-matter eligibility
42%
14%
§102 — Anticipation (novelty)
55%
86%
§103 — Obviousness
70%
93%
§112 — Written description & definiteness
41%
29%

Interview benefit

Allowance rate for applications with an examiner interview versus without one.

without
79%
+7 pts
with
86%

A correlation, not proof that interviews cause allowances. Based on 139 decided applications with an interview and 343 without.

ART UNIT 2612
120 APPS · 76% ALLOWANCE

Allowance ratewhere this examiner sits among peers

76%
higher than about 66% of the 154 examiners with published rates in art unit 2612
AU avg 61%
0%
100%
Each short mark is one of the 154 examiners with published rates in art unit 2612; the dot is this examiner. The tick is the art-unit average, computed across all 156 examiners in the unit — a broader group than the 154 published marks, so it can sit apart from them.

Disposition120 decided applications

91 allowed
29 abandoned
No applications pending.

Pendencymonths from filing

filed
first action 24.7mo
disposed 39.1mo
0
48mo
Art-unit average: first action 25.8 mo, disposed 37.8 mo.

Rejection grounds

No rejection records for this examiner were retrieved from the USPTO office-action dataset. This is an absence of retrieved data, not a rate of zero.

ART UNIT 2635
68 APPS · 59% ALLOWANCE

Allowance ratewhere this examiner sits among peers

59%
higher than about 23% of the 35 examiners with published rates in art unit 2635
AU avg 76%
0%
100%
Each short mark is one of the 35 examiners with published rates in art unit 2635; the dot is this examiner. The tick is the art-unit average, computed across all 36 examiners in the unit — a broader group than the 35 published marks, so it can sit apart from them.

Disposition68 decided applications

40 allowed
28 abandoned
No applications pending.

Pendencymonths from filing

filed
first action 27.1mo
disposed 39.7mo
0
48mo
Art-unit average: first action 24.9 mo, disposed 33.2 mo.

Rejection grounds

No rejection records for this examiner were retrieved from the USPTO office-action dataset. This is an absence of retrieved data, not a rate of zero.

ART UNIT 2698
36 APPS · 81% ALLOWANCE · LIMITED DATA

Allowance ratewhere this examiner sits among peers

81%
higher than about 29% of the 31 examiners with published rates in art unit 2698
AU avg 81%
0%
100%
Each short mark is one of the 31 examiners with published rates in art unit 2698; the dot is this examiner. The tick is the art-unit average.

Disposition36 decided applications

29 allowed
7 abandoned
No applications pending.

Pendencymonths from filing

filed
first action 28.7mo
disposed 50.4mo
0
60mo
Art-unit average: first action 17.8 mo, disposed 30.3 mo.

Rejection groundsexaminer ● vs art-unit average ○

REJECTION RATE = SHARE OF THIS EXAMINER'S APPLICATIONS THAT DREW ≥1 OFFICE-ACTION REJECTION IN WHICH THE GROUND APPEARS

Grounds can co-occur, so the four don't sum to 100%. The art-unit figure is the unweighted mean across examiners in the art unit; where an art unit has no computed average for a ground, that row says so rather than showing a comparison.

§101 — Subject-matter eligibility
18%
9%
§102 — Anticipation (novelty)
66%
67%
§103 — Obviousness
81%
94%
§112 — Written description & definiteness
38%
21%

Based on 36 applications — too small a sample to characterize the rejection mix reliably; shown for completeness.

ART UNIT 2617
32 APPS · 25% ALLOWANCE · LIMITED DATA

Allowance ratewhere this examiner sits among peers

25%
higher than about 11% of the 252 examiners with published rates in art unit 2617
AU avg 55%
0%
100%
Each short mark is one of the 252 examiners with published rates in art unit 2617; the dot is this examiner. The tick is the art-unit average, computed across all 254 examiners in the unit — a broader group than the 252 published marks, so it can sit apart from them.

Disposition32 decided applications

8 allowed
24 abandoned
No applications pending.

Pendencymonths from filing

filed
first action 31.9mo
disposed 44mo
0
48mo
Art-unit average: first action 27.4 mo, disposed 43.7 mo.

Rejection groundsexaminer ● vs art-unit average ○

REJECTION RATE = SHARE OF THIS EXAMINER'S APPLICATIONS THAT DREW ≥1 OFFICE-ACTION REJECTION IN WHICH THE GROUND APPEARS

Grounds can co-occur, so the four don't sum to 100%. The art-unit figure is the unweighted mean across examiners in the art unit; where an art unit has no computed average for a ground, that row says so rather than showing a comparison.

§101 — Subject-matter eligibility
23%
21%
§102 — Anticipation (novelty)
54%
64%
§103 — Obviousness
82%
86%
§112 — Written description & definiteness
28%
7%

Based on 32 applications — too small a sample to characterize the rejection mix reliably; shown for completeness.

// FAQ

Questions about Examiner Scott D Au

  • What is Scott D Au's overall allowance rate?
    His pooled allowance rate is 76%, representing the share of his decided applications (allowed and abandoned) that were allowed across all art units.
  • How many art units does Scott D Au cover?
    His public record spans 5 art units within TC 2600: 2612, 2617, 2624, 2635, and 2698.
  • Does his allowance rate vary by art unit?
    Yes. Allowance rates across his art units range from 25% to 81%, reflecting variation in decisions by subject area within the technology center.
  • What technology center does he work in?
    Scott D Au works in Technology Center 2600 (Communications), covering communications-related subject matter across multiple art units.
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METHODOLOGY & DISCLOSURES

Methodology. This page pools every art unit in which Examiner Scott D Au has a public record within Technology Center 2600. Statistics are computed from publicly available USPTO records, refreshed on a recurring schedule. This page's data was last updated August 27, 2026. The overall allowance rate is total allowed divided by total decided applications (allowed plus abandoned) across all art units — not an average of the per-art-unit rates; pending applications are excluded. Figures are rounded for display. Pooled sample: 777 applications.

Rejection rates. Each §-rate is the share of this examiner's applications that drew at least one office-action rejection in which that statutory ground appears; applications with no rejection on record are excluded, and because grounds can co-occur the four do not sum to 100%. The art-unit figure beside each is the unweighted mean of the per-examiner rates across the art unit, published for §101 and §103 only. Beside the overall allowance rate we show a benchmark: for a single-art-unit examiner it is exactly that art unit's average, labeled “art-unit average”; for an examiner spanning several art units it is the “weighted peer average” — the per-art-unit averages, weighted by this examiner's application count in each — labeled distinctly because it is a blended figure, not any single art unit's average. Both are built from the same per-art-unit averages the panels show.

Office actions per allowance. Mailed office actions on the merits — non-final and final — averaged over this examiner's allowed applications. A first-action allowance counts as zero and is included; a notice of allowance is not an office action. The comparison figure is built the same way as the allowance-rate benchmark — from each art unit's own average for this measure — weighted here by this examiner's allowed applications in each art unit, since that is this measure's own denominator. Each art unit's figure is the unweighted mean of its examiners' individual values, so it is the peer-typical figure rather than the art unit's own ratio.

Lynch LLP is not affiliated with, endorsed by, or sponsored by the United States Patent and Trademark Office. Examiner statistics are derived from publicly available USPTO data.

These statistics describe past examiner behavior and do not predict the outcome of any particular application. Past results do not guarantee future outcomes. Where this page compares an examiner's allowance rate to an art-unit average, that comparison is a factual description of the public record, not a characterization of any individual examiner's conduct or competence.

This page is for general informational purposes and is not legal advice. No attorney-client relationship is formed by viewing it. Consult a registered patent practitioner about your own matter. These figures are reproduced and recombined by Lynch LLP from the USPTO's Patent File Wrapper bulk archive and Open Data Portal APIs; they are not an official USPTO publication, and the USPTO has not reviewed, endorsed, or verified them. If a page here is wrong, tell us at lynchllp.com/contact and we will correct or remove it. Full disclaimers →

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