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◈ USPTO PATENT EXAMINER STATISTICS

Examiner Hai Tran

TECH CENTER 3600 · 4 ART UNITS · 787 DECIDED APPLICATIONS · LAST ACTION AUG 2026
ALLOWANCE RATE = SHARE OF DECIDED APPLICATIONS (ALLOWED + ABANDONED); PENDING EXCLUDED
OVERALL ALLOWANCE RATE · POOLED ACROSS 4 ART UNITS
60%vs 43% weighted peer average+17 pts

Examiner Hai Tran has allowed 472 of 787 decided applications in Transportation, Construction, Electronic Commerce, Agriculture, National Security and License & Review.

472 allowed
315 abandoned
Plus 42 applications still pending — not yet decided, so excluded from the rate.
The weighted peer average (43%) is each art unit's average below, weighted by this examiner's applications in it (4 art units).
DATA UPDATED AUGUST 27, 2026
AU 3697 · 71%AU 3694 · 46%AU 3695 · 75%AU 3693 · 0%
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Outcomes over timemonths since first office action

grantedpendingabandoned
granted 47%abandoned 34%0%50%100%048mo36momonths since first office action
↳ move your cursor across the chart to read any month

Within 36 months of the first office action, 46.74% of Examiner Hai Tran's applications had been granted and 33.57% had been abandoned. This counts each application from its own first office action, so it covers a different population than the overall allowance rate above, which is measured across decided applications only.

Office actions per allowanceexaminer ● vs weighted peer average ○

Mailed office actions per allowed application
2.72
2.97

Counts mailed office actions on the merits — non-final and final — over this examiner's 472 allowed applications. A first-action allowance counts as zero, and a notice of allowance is not an office action.

The weighted peer average (2.72) blends the per-art-unit averages, weighted by this examiner's allowed applications in each: 3697 (2.83), 3694 (2.50), 3695 (2.84). Art units are not included here if this measure has no published average, or if this examiner has no allowed applications there to weight it by. Each art-unit figure is the unweighted mean of the individual examiner values in that art unit — the peer-typical figure, not the art unit's own ratio.

What the data says.reading this examiner

Examiner Hai Tran maintains a public record across four art units within Technology Center 3600 (Transportation, Construction, Electronic Commerce, Agriculture, National Security and License & Review). The pooled allowance rate across hundreds of decided applications is 60%, representing the share of applications that were allowed among all decided (allowed and abandoned) filings. The allowance rate ranges from 46% to 75% across these art units, reflecting variation in the composition and outcomes within each unit's caseload. This pooled figure aggregates the examiner's work across multiple subject areas and does not predict the outcome of any individual application.

Reading a pooled record.

A pooled record combines an examiner's allowance data across multiple art units into a single aggregate figure. This pooled allowance rate describes the examiner's historical record and represents past outcomes only—it is not a prediction for any specific application. The range shown reflects differences in allowance rates among the individual art units that compose the pool. Pooled data provides context for an examiner's overall decision-making across different subject areas but does not indicate how any single application will be examined.

These are aggregate statistics from this examiner's past public record — not predictions about any specific application. The per-art-unit figures below show how the record varies across art units. Our approach to patent prosecution →

Appeals, stage by stagepre-appeal conference, then the Board

STAGE 1 · CONFERENCE30%68%43REQUESTSn = 43rates shown
29 of 43 proceed
+ 73 never asked
STAGE 2 · APPEAL40%9%28%18%116APPEALSn = 116rates shown
STAGE 1 · CONFERENCE OUTCOME · n = 43
  1. Proceeded to appeal2968%
  2. Prosecution reopened1330%
  3. Allowed at conference12%
STAGE 2 · APPEAL OUTCOME · n = 116
  1. Allowed4740%
  2. Affirmed3328%
  3. Abandoned2118%
  4. Reversed109%
  5. Pending33%
  6. Other22%

Appeal outcomes are counted from USPTO transaction records. Where an examiner has few appeals on record, these figures describe what happened in those cases and should not be read as a rate.

Categories report what happened to the appeal, not the application's final fate — most appeals resolve without a Board decision, and an application whose rejection the Board affirmed can still be granted afterward.

HOW TO READ THESE NUMBERS

Past outcomes, not predictions — identity, attribution, and coverage limits on every figure on this page. Expand for the full list.

These figures describe outcomes already on the public record. They do not predict the outcome of any application and are not legal advice.

Reassigned applications. The USPTO publishes only the examiner currently assigned to an application. Where an application has changed examiners, its entire history — including office actions issued by a predecessor — is attributed here to the current examiner.

Examiner identity. The USPTO publishes no stable examiner identifier. Identity on this site is derived from the examiner's published name together with the art unit. An examiner's record is pooled across the art units they worked in within a technology center. An examiner who has worked in more than one technology center appears here more than once, with their record split between those pages. Two examiners who share a name within a single art unit may be combined into one record.

Comparing across technology centers. Rejection-ground rates (§101, §102, §103, §112) track the subject matter a technology center examines, not examiner severity. Technology Center 3600's rates are comparable with other art units inside TC 3600 and are not comparable with rates from a different technology center.

Comparing examiners. An examiner's rates are shown here against the average for their art unit, which is the closest available comparison because art units group related subject matter. Comparisons get less reliable the further you move from that — between art units, and especially between technology centers, differences in subject matter, applicant population, and prior art make raw rate comparisons misleading. Where an examiner has few applications on record, small changes in the underlying data move the percentages a great deal.

Applications not counted. An application whose currently assigned examiner has moved to a USPTO business unit outside the examining technology centers is absent from this record, together with every office action on it — even where those actions issued while the application sat in an art unit shown here.

Coverage is incomplete. This site does not include every patent application. Applications that may not appear here include those examined in technology centers not listed on this site; those that moved elsewhere within the Office, such as to the Patent Trial and Appeal Board on appeal, to central reexamination, to the Office of Petitions, or to design or plant examination; those never published, including applications filed with a nonpublication request and those abandoned before publication; provisional applications, which are not examined on the merits; anything filed or acted on after the refresh date above; and individual applications or office actions that the USPTO's public services did not return when we retrieved them. That list is illustrative, not exhaustive.

Counts may be low. The individual outcomes described here are matters of public record. The counts and rates computed from them are ours, and they are incomplete. Because of those gaps a count here may be lower than the true figure. We cannot state the size of the difference, and it is not uniform — one examiner's page may be close to complete while another's is materially short. Rates are computed from these same counts, so the uncertainty sits in both the numerator and the denominator. Do not treat a figure here as a count of record; verify against Patent Center, PatentsView, or the Patent Examination Data System before relying on it.

An absent figure. Where a figure is absent, we did not retrieve the underlying records. It does not mean the value is zero, and it does not mean the USPTO holds no such records.

Rejection-ground retrieval. Office-action rejection records are retrieved from the USPTO's office-action dataset in date-bounded batches sized so that each is returned whole in a single response. Retrieved this way, repeated pulls return the same set of records — the retrieval is reproducible. That is a property of our retrieval, not a guarantee that the USPTO dataset itself is complete; the coverage caveats above apply to these figures as to every other.

Compiled from USPTO records as published on August 27, 2026. Prosecution continues after that date and is not reflected here.

The record, art unit by art unit.4 art units

Each section benchmarks this examiner against that art unit's average. Figures are this examiner's own public record within the art unit; the overall rate above pools them.

◈ PRIMARY · ART UNIT 3697
343 APPS · 71% ALLOWANCE

Allowance ratewhere this examiner sits among peers

71%
higher than about 68% of the 38 examiners with published rates in art unit 3697
AU avg 50%
0%
100%
Each short mark is one of the 38 examiners with published rates in art unit 3697; the dot is this examiner. The tick is the art-unit average, computed across all 39 examiners in the unit — a broader group than the 38 published marks, so it can sit apart from them.

Disposition343 decided applications

244 allowed
99 abandoned
No applications pending.

Pendencymonths from filing

filed
first action 19.8mo
disposed 43.8mo
0
48mo
Art-unit average: first action 19.9 mo, disposed 46 mo.

Rejection groundsexaminer ● vs art-unit average ○

REJECTION RATE = SHARE OF THIS EXAMINER'S APPLICATIONS THAT DREW ≥1 OFFICE-ACTION REJECTION IN WHICH THE GROUND APPEARS

Grounds can co-occur, so the four don't sum to 100%. The art-unit figure is the unweighted mean across examiners in the art unit; where an art unit has no computed average for a ground, that row says so rather than showing a comparison.

§101 — Subject-matter eligibility
86%
94%
§102 — Anticipation (novelty)
66%
75%
§103 — Obviousness
80%
72%
§112 — Written description & definiteness
57%
48%

Interview benefit

Allowance rate for applications with an examiner interview versus without one.

without
58%
+24 pts
with
82%

A correlation, not proof that interviews cause allowances. Based on 182 decided applications with an interview and 161 without.

◈ ART UNIT 3694
337 APPS · 46% ALLOWANCE

Allowance ratewhere this examiner sits among peers

46%
higher than about 53% of the 59 examiners with published rates in art unit 3694
AU avg 39%
0%
100%
Each short mark is one of the 59 examiners with published rates in art unit 3694; the dot is this examiner. The tick is the art-unit average.

Disposition337 decided applications

154 allowed
183 abandoned
No applications pending.

Pendencymonths from filing

filed
first action 25.9mo
disposed 48.2mo
0
60mo
Art-unit average: first action 28.4 mo, disposed 48.7 mo.

Rejection groundsexaminer ● vs art-unit average ○

REJECTION RATE = SHARE OF THIS EXAMINER'S APPLICATIONS THAT DREW ≥1 OFFICE-ACTION REJECTION IN WHICH THE GROUND APPEARS

Grounds can co-occur, so the four don't sum to 100%. The art-unit figure is the unweighted mean across examiners in the art unit; where an art unit has no computed average for a ground, that row says so rather than showing a comparison.

§101 — Subject-matter eligibility
75%
76%
§102 — Anticipation (novelty)
55%
54%
§103 — Obviousness
81%
81%
§112 — Written description & definiteness
62%
69%

Interview benefit

Allowance rate for applications with an examiner interview versus without one.

without
33%
+36 pts
with
69%

A correlation, not proof that interviews cause allowances. Based on 117 decided applications with an interview and 220 without.

◈ ART UNIT 3695
141 APPS · 75% ALLOWANCE

Allowance ratewhere this examiner sits among peers

75%
higher than about 93% of the 43 examiners with published rates in art unit 3695
AU avg 36%
0%
100%
Each short mark is one of the 43 examiners with published rates in art unit 3695; the dot is this examiner. The tick is the art-unit average.

Disposition99 decided applications

74 allowed
25 abandoned
Plus 42 applications still pending — not yet decided, so excluded from the rate.

Pendencymonths from filing

filed
first action 13.8mo
disposed 32.4mo
0
36mo
Art-unit average: first action 22.2 mo, disposed 45.7 mo.

Rejection groundsexaminer ● vs art-unit average ○

REJECTION RATE = SHARE OF THIS EXAMINER'S APPLICATIONS THAT DREW ≥1 OFFICE-ACTION REJECTION IN WHICH THE GROUND APPEARS

Grounds can co-occur, so the four don't sum to 100%. The art-unit figure is the unweighted mean across examiners in the art unit; where an art unit has no computed average for a ground, that row says so rather than showing a comparison.

§101 — Subject-matter eligibility
83%
97%
§102 — Anticipation (novelty)
61%
67%
§103 — Obviousness
79%
46%
§112 — Written description & definiteness
59%
48%

Interview benefit

Allowance rate for applications with an examiner interview versus without one.

without
49%
+41 pts
with
90%

A correlation, not proof that interviews cause allowances. Based on 62 decided applications with an interview and 37 without.

◈ ART UNIT 3693
8 APPS · 0% ALLOWANCE · LIMITED DATA

Allowance ratewhere this examiner sits among peers

0%
higher than about 0% of the 62 examiners with published rates in art unit 3693
AU avg 36%
0%
100%
Each short mark is one of the 62 examiners with published rates in art unit 3693; the dot is this examiner. The tick is the art-unit average.

Disposition8 decided applications

8 abandoned
No applications pending.

Pendencymonths from filing

filed
first action 52.9mo
disposed 61.8mo
0
72mo
Art-unit average: first action 28.8 mo, disposed 48 mo.

Rejection grounds

No rejection records for this examiner were retrieved from the USPTO office-action dataset. This is an absence of retrieved data, not a rate of zero.

// FAQ

Questions about Examiner Hai Tran

  • What is Examiner Tran's overall allowance rate?
    The pooled allowance rate is 60%, calculated across hundreds of decided applications (allowed and abandoned filings). This is a historical figure, not a prediction for any specific application.
  • How many art units does Examiner Tran work in?
    Examiner Tran maintains a record across four art units (3693, 3694, 3695, 3697) within TC 3600.
  • What is the range of allowance rates across the art units?
    The allowance rate ranges from 46% to 75% across these art units. This variation reflects differences in the caseload composition and outcomes within each unit.
  • Does the pooled allowance rate predict my application's outcome?
    No. The pooled rate is a historical aggregate and does not predict the outcome of any individual application.
◈ HOW LYNCH LLP CAN HELP

Where to go next.

Lynch LLP represents applicants in patent prosecution before the USPTO. These are general resources about the firm's services — not advice about this examiner or any specific application.

How the firm prosecutes patents →Application drafting, office-action responses, and prosecution strategy before the USPTO.Appeals and PTAB practice →Appeals, inter partes review, and patent-owner defense before the PTAB.IP portfolio strategy →How a patent portfolio is sequenced and built over a multi-year horizon.Scheduling time with an attorney →Free and paid consultation options across the firm's attorneys.
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METHODOLOGY & DISCLOSURES

Methodology. This page pools every art unit in which Examiner Hai Tran has a public record within Technology Center 3600. Statistics are computed from publicly available USPTO records, refreshed on a recurring schedule. This page's data was last updated August 27, 2026. The overall allowance rate is total allowed divided by total decided applications (allowed plus abandoned) across all art units — not an average of the per-art-unit rates; pending applications are excluded. Figures are rounded for display. Pooled sample: 829 applications.

Rejection rates. Each §-rate is the share of this examiner's applications that drew at least one office-action rejection in which that statutory ground appears; applications with no rejection on record are excluded, and because grounds can co-occur the four do not sum to 100%. The art-unit figure beside each is the unweighted mean of the per-examiner rates across the art unit, published for §101 and §103 only. Beside the overall allowance rate we show a benchmark: for a single-art-unit examiner it is exactly that art unit's average, labeled “art-unit average”; for an examiner spanning several art units it is the “weighted peer average” — the per-art-unit averages, weighted by this examiner's application count in each — labeled distinctly because it is a blended figure, not any single art unit's average. Both are built from the same per-art-unit averages the panels show.

Office actions per allowance. Mailed office actions on the merits — non-final and final — averaged over this examiner's allowed applications. A first-action allowance counts as zero and is included; a notice of allowance is not an office action. The comparison figure is built the same way as the allowance-rate benchmark — from each art unit's own average for this measure — weighted here by this examiner's allowed applications in each art unit, since that is this measure's own denominator. Each art unit's figure is the unweighted mean of its examiners' individual values, so it is the peer-typical figure rather than the art unit's own ratio.

Lynch LLP is not affiliated with, endorsed by, or sponsored by the United States Patent and Trademark Office. Examiner statistics are derived from publicly available USPTO data.

These statistics describe past examiner behavior and do not predict the outcome of any particular application. Past results do not guarantee future outcomes. Where this page compares an examiner's allowance rate to an art-unit average, that comparison is a factual description of the public record, not a characterization of any individual examiner's conduct or competence.

This page is for general informational purposes and is not legal advice. No attorney-client relationship is formed by viewing it. Consult a registered patent practitioner about your own matter. These figures are reproduced and recombined by Lynch LLP from the USPTO's Patent File Wrapper bulk archive and Open Data Portal APIs; they are not an official USPTO publication, and the USPTO has not reviewed, endorsed, or verified them. If a page here is wrong, tell us at lynchllp.com/contact and we will correct or remove it. Full disclaimers →

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